Layer-by-Layer Results

Detailed breakdown of the three authority tiers (Origin, Semantic, Consequence), adversarial tests, simulation scenarios, threat coverage, and implementation metrics. All results reflect Phase I at v0.1.0-research-draft.

Summary

✅
Phase I Complete: 51/51 tests passing · 5/5 simulation scenarios · 6 layers implemented · 8 threats addressed.
Tests
51/51
across 7 test files
Scenarios
5/5
end-to-end simulations
Threats
8
catalogued in threat model
Invariants
6
independence, non-override, atomicity, traceability, binding, replay

Tier 1 — Origin

Establishes who authorized the action. Fields: identity, credential, attestation, timestamp, nonce.

TestWhat it checksStatus
test_origin_validValid origin passesPASS
test_origin_missing_identityEmpty identity failsPASS
test_origin_missing_credentialEmpty credential failsPASS
test_origin_evidenceEvidence dict populatedPASS
test_origin_timestamp_defaultUTC timestamp by defaultPASS
test_origin_timestamp_customCustom timestamp preservedPASS
test_origin_nonceOptional nonce supportedPASS
test_origin_attestationOptional attestation supportedPASS

Tier 2 — Semantic

Establishes what the action means in context. Fields: intent, scope, constraints, preconditions.

TestWhat it checksStatus
test_semantic_validIn-scope action passesPASS
test_semantic_missing_intentEmpty intent failsPASS
test_semantic_missing_scopeEmpty scope failsPASS
test_semantic_target_out_of_scopeOut-of-scope target failsPASS
test_semantic_wildcard_scopeWildcard "*" accepts allPASS
test_semantic_evidenceEvidence dict populatedPASS
test_semantic_constraintsConstraints dict preservedPASS
test_semantic_preconditionsPreconditions list preservedPASS

Tier 3 — Consequence

Establishes what the action produces in the world. Fields: effects, side_effects, reversibility, audit_footprint.

TestWhat it checksStatus
test_consequence_validDeclared effects passPASS
test_consequence_missing_effectsEmpty effects failPASS
test_consequence_reversibleReversible classificationPASS
test_consequence_irreversibleIrreversible classificationPASS
test_consequence_invalid_reversibilityInvalid reversibility failsPASS
test_consequence_side_effectsSide effects preservedPASS
test_consequence_audit_footprintAudit footprint preservedPASS

Decision Engine

Aggregates the three tier verdicts into a single decision (AUTHORIZED / DENIED / ESCALATED).

TestWhat it checksStatus
test_decision_enum_valuesDecision enum valuesPASS
test_tier_verdict_dataclassTierVerdict fieldsPASS
test_authorization_authorized_flagauthorized propertyPASS
test_authorization_denied_flagauthorized is FalsePASS
test_decision_engine_all_passAll pass → AUTHORIZEDPASS
test_decision_engine_one_failOne fail → DENIEDPASS
test_decision_engine_escalatedEscalate reason → ESCALATEDPASS
test_decision_engine_multiple_failsMultiple fails → DENIEDPASS

Governance

Policy, delegation, escalation, audit.

TestWhat it checksStatus
test_escalation_dataclassEscalation fieldsPASS
test_escalation_immutabilityFrozen dataclassPASS
test_escalation_equalityValue equalityPASS
test_escalation_reprReadable reprPASS
test_escalation_empty_reasonEmpty reason allowedPASS

Execution Gateway & Binding

Atomic execution only when authorized; cryptographic binding of action to authorization.

TestWhat it checksStatus
test_gateway_executes_when_authorizedExecutes if AUTHORIZEDPASS
test_gateway_refuses_when_deniedRefuses if DENIEDPASS
test_gateway_captures_executor_exceptionCaptures executor errorsPASS
test_execution_result_dataclassExecutionResult fieldsPASS
test_action_binding_createBinding created correctlyPASS
test_action_binding_verify_okValid binding verifiesPASS
test_action_binding_verify_tampered_actionTampered action failsPASS

Adversarial Tests

Hostile conditions: compromised tiers, drift, escalation, non-override, atomicity, replay, tampering.

TestThreat addressedStatus
test_compromised_origin_missing_credentialT1 — Identity spoofingPASS
test_semantic_drift_scope_escalationT2 — Scope escalationPASS
test_consequence_escalation_missing_effectsT3 — Consequence concealmentPASS
test_non_override_all_tiers_requiredT4 — Tier collusionPASS
test_atomicity_gateway_does_not_run_when_deniedAtomicity invariantPASS
test_replay_protection_rejects_second_useT5 — ReplayPASS
test_action_binding_detects_tampered_authorizationT6 — Authorization tamperingPASS
test_full_pipeline_happy_pathEnd-to-end baselinePASS

Simulation Scenarios

End-to-end scenarios executed by python3 -m simulation. All pass.

ScenarioExpectedStatus
happy_pathAction authorized and executedPASS
scope_escalationOut-of-scope denied, executor not runPASS
tier_collusionTwo-tier collusion blockedPASS
replay_attackReplay rejectedPASS
tamper_attackTampering detectedPASS

Architectural Invariants

Each invariant is enforced structurally and tested.

Independence
Each tier evaluated without trusting the others.
Non-Override
No tier can silently override another.
Atomicity
Execution only when all three tiers authorize.
Traceability
Every authorized action carries a trace.
Binding
Action cryptographically bound to authorization.
Replay Resistance
Nonces prevent replay attacks.

Decision Policy

# Acceptance Accept(action) ⟺ origin.passed ∧ semantic.passed ∧ consequence.passed # Rejection Reject(action) ⟺ ¬origin.passed ∨ ¬semantic.passed ∨ ¬consequence.passed # Escalation Escalate(action) ⟺ any(failed tier requests escalation) # Golden rule No tier can override another. All three must pass.

Threat Coverage

8 threats catalogued in DOCS/threat_model.md; 6 covered by tests, 2 deferred to governance/deployment.

IDThreatCoverage
T1Identity spoofingTested
T2Scope escalationTested
T3Consequence concealmentTested
T4Tier collusionTested
T5ReplayTested
T6Authorization tamperingTested
T7Escalation abusePolicy
T8Audit log tamperingDeployment

Limitations

Explicit scope of Phase I.

ConcernMitigation
Declared effects vs. actual effectsRuntime monitoring is future work
At most two tiers compromisedStated assumption
No formal verificationStructural invariants + adversarial tests
No real deploymentSimulation only; production is future work
Python-onlyCross-language generalization deferred